Stock Transfer Guidelines-FTFT International Securities and Futures Official Website - Hong Kong Stock Account Opening

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Stock Transfer Guidelines

Email notification transfer
Step 1: Obtain the application materials for stock transfer, "Investor Stock Settlement Instruction Form". The specific operation is as follows
(1) Go to the official website to download the 'Investor Stock Settlement Instruction Form';

(2) Contact FTFT customer service to obtain the "Investor Stock Settlement Instruction Form". You can use the online customer service/400-969-0852 customer service hotline/send an email to FTFT customer service email cs@ftftsec.com Contact FTFT customer service to obtain the form.

Step 2: Print the application form, fill in the information, and submit it
(1) Fill in the user's account information on the FTFT
Account number: For example, 10110
Account name: For example, Zhang San
(2) Check the box √ before "Deposit the following stocks into my/our securities account held in your company from the following relevant account"
(3) Fill in the information of the transferring securities firm
The information of the transferring securities firm refers to the relevant information of the original securities firm (you can consult your original securities firm). Including: name of transferring securities firm, central settlement code of securities firm, contact person and contact number of securities firm.
Name of settlement counterparty: Fill in the full name of the counterparty's securities firm
Counterparty broker/investor central settlement code: Fill in the counterparty broker's central settlement code
Contact Name: Fill in the full name of the contact person of the other securities firm
Phone: Fill in the contact phone number of the other party's securities firm
Settlement counterparty account number: Fill in your securities account number at the counterparty's securities firm
Payment counterparty account name: Fill in your name
Delivery purpose: Select "Broker entrusted delivery"
Payment method: Select 'No payment required'
(4) Fill in the information of the stocks that need to be transferred in
Securities code: Fill in the stock code to be transferred in
Securities Name: Fill in the name of the stock to be transferred in
Number of securities: Fill in the number of stocks to be transferred in
(5) Please fill in your account number and name with the other party's securities firm in the blank space below the form
(6) Confirm the application materials, sign, take a photo or scan the application form, and email it to customer service email cs@ftftsec.com
Attachment: Template for Filling out the Investor Stock Settlement Instruction Form

Step 3: Notify the transferring securities firm
（1) Contact the transferring securities firm and initiate a transfer application
(2) Fill in the stock transfer application materials of the transferring securities firm (the notification methods of each securities firm are different, it is recommended to contact the transferring securities firm to obtain the "notification method for transferring stocks"). The required information for completing the information filling is as follows:
Securities firm name: FTFT International Securities and Futures Co., Ltd
Account number: Your account number on FTFT
Account Name: Choose an English name (usually capitalized, such as "HUANG XIAOYU")
CCASS account (Central Settlement Code): B01910
Contact: Settlement Department
Phone: 00852-37552908
(3) Please contact the transferring securities firm to initiate a transfer application, and pay attention to the following matters:
Have you received the application for warehouse transfer; Whether the transfer information is accurately filled in; Request to transfer stocks as soon as possible.

Reminder:：
After notifying FTFT and the other securities firm, please be patient. Both securities firms will contact each other and confirm the information successfully. After that, both securities firms will begin to operate stock settlement.
1. Same name transfer: The transfer of stocks between different securities firms is limited to the transfer of accounts with the same name.
2. Transfer fee: There is no fee for transferring stocks to the Rich List, but there is a fee for transferring stocks. The specific fee standards are as follows:
Transfer out of Hong Kong stocks: HKD 10 per lot per share (less than 1 lot counts as 1 lot), with a minimum of HKD 100 and a maximum of HKD 500;
Transfer out of US stock: $200 per stock per transaction.
3. Transfer time: After submitting the transfer application, FTFT will process the application within 1-3 working days. (The transfer time is for reference only and is subject to the actual processing time of both securities firms.).